Compliance Audit Services
Creating a Culture of Compliance
In today’s rapidly evolving cannabis industry, regular compliance audits are no longer optional - they’re essential for protecting your license, your investment, and your long-term operational success. Cannabis regulations shift quickly and vary widely between states, counties, and municipalities. Without routine evaluations, even well-intentioned operators can fall out of compliance and face costly violations, product holds, recalls or even license suspension. At ICS Consulting, we conduct comprehensive cannabis compliance audits designed to help you stay ahead of regulatory changes while strengthening every part of your operation.
Why Compliance Audits Matter?
A compliance audit is more than a regulatory checkpoint, it is a proactive opportunity to uncover operational blind spots and risk exposures before they become serious liabilities.
One of the biggest challenges operators face is consistency and maintaining the proper checks and balances. As businesses scale, add new products, or expand into additional states, compliance gaps naturally emerge. Our audits help you build operational consistency across all license types - cultivation, manufacturing, retail/dispensary, transportation, and testing.
In the cannabis industry, where regulations shift quickly and enforcement can be unpredictable, staying audit-ready protects your license, your product integrity, and your reputation.
Audit Package Types:
- One-Time Audit
- Quarterly Compliance Package (Our Most Popular)
- Bi-Annual Audit Package
- Monthly Mini-Audit / Compliance Check
- Custom Audit Bundle
- Operations Rescue Audit Package
- Fractional Compliance Audit Bundle
- Monthly or Bi-Monthly Audits + Ongoing Compliance Management
We offer flexible contract options designed to support both growth phases and a lean compliance model, including one-time audit engagements or extended custom agreements for 3, 6, or 12 months.
Comprehensive Audits for Every Compliance Need
Each of our auditors brings a decade or more of hands-on experience in regulated cannabis operations
ICS audits are direct, educational, and eye-opening, providing actionable insights rather than just a checklist. We focus on giving operators a clear roadmap for corrective actions, helping them maintain a strong culture of compliance throughout the lifespan of their licensed cannabis business all while minimizing risk and protecting their license.
Compliance Made Easy
Perhaps most importantly, a cannabis compliance audit provides peace of mind for owners and operators who don’t have the time to monitor every detail of daily operations. Our team not only identifies the issues - we help you fix them.
Every audit comes with a detailed compliance report, corrective action plan, and prioritized recommendations for immediate and long-term improvements. We also offer ongoing support through fractional compliance services, SOP development, operational clean-ups, and staff training to ensure your facility stays audit-ready year-round.
At ICS Consulting, we help operators build systems and habits that keep them inspection-ready year-round, reducing risk while strengthening operational confidence and long-term stability.
Being audit-ready isn’t about preparing for a single inspection - it’s about maintaining a consistent standard of compliance every single day.
A proactive audit protects your license, improves operational efficiency, reduces risk, and strengthens your ability to confidently navigate the complex regulatory environment of cannabis. With experienced guidance, consistent support, and a comprehensive auditing process, you can position your company for long-term growth, safer operations, and sustained success in an increasingly competitive market.
We Offer a Variety of Audits & Assessments:
- Full Operational On-Site Compliance Audit (360° Audit)
- Virtual Compliance Audit (streamlined, remote compliance review)
- Seed-to-Sale Tracking Audit (METRC / BioTrack / State Systems)
- Forensic Inventory Audit (with Certified Report)
- Inventory & Recordkeeping Compliance Audit
- License Due Diligence Audit (buying and/or selling)
- Secret Shopper Reviews - Undercover Audit
- Quality Management Systems Gap Assessment (QMS)
- Safety & OSHA Readiness Audit
- Cultivation Worker Protection Standards (WPS) Audit
- Pre-Inspection / Pre-Licensing Compliance Audit
- CRB Annual Banking Compliance Audit
- CRB Banking Program Compliance Audit
Audits cover all license types and sizes, from MSO to Micro. ICS Consulting provides operators with the vital tools to help implement, understand and prepare your company for compliance excellence. To receive a full scope of recommendations and pricing, we encourage you to book a free consultation.
We offer flat-fee audits delivered remotely, onsite, or through a
customized hybrid approach.
Are You OSHA Inspection Ready?
OSHA Compliance Audits for Cannabis Facilities
Cannabis operators face unique workplace safety risks that fall squarely under OSHA oversight, even in state-legal markets. ICS Consulting provides OSHA-focused compliance audits designed specifically for regulated cannabis operations, helping licensees identify gaps, reduce enforcement risk, and align their workplace safety programs with federal OSHA standards and state-level requirements.
Our audits are practical, operations-based, and built around how cannabis facilities actually function whether cultivation, manufacturing, distribution, or retail so operators can address compliance issues before they result in citations, fines, or operational disruptions.
Our OSHA Audit Services for Cannabis Facilities Include:
- Review of OSHA-required written safety programs, including hazard communication, emergency action plans, and injury and illness prevention.
- Evaluation of workplace safety practices specific to cannabis operations, including material handling, electrical safety, fire safety, and equipment use.
- OSHA recordkeeping and documentation review, including OSHA 300, 300A, and 301 logs.
- Identification of high-risk OSHA exposure areas commonly cited in cannabis facilities.
- Gap analysis with clear, actionable recommendations to support ongoing OSHA compliance.
- Guidance to help operators prepare for OSHA inspections and respond to agency inquiries.
- Customization of OSHA-required safety plans, SOPs, and workplace safety programs, with mitigation planning, employee training, and implementation support for identified gaps.
- All audits are conducted under OSHA General Industry standards.
ICS Consulting holds OSHA 10-Hour and OSHA 30-Hour General Industry certifications, reinforcing our hands-on understanding of OSHA standards and workplace safety requirements as they apply to regulated cannabis environments.
schedule a OSHA Consultation Today
Why Compliance Matters
In the regulated cannabis industry, compliance isn’t optional - it’s the foundation of a successful and sustainable business. With constantly evolving state and local regulations, even minor oversights can lead to costly fines, license suspensions, or operational shutdowns.
At ICS Consulting Service, we know that staying compliant protects more than your license it safeguards your employees, your product, and your reputation.
By building a culture of accountability, implementing strong operational processes, and maintaining accurate records, operators can reduce risk, operate with confidence, and position their business for long-term growth in an increasingly competitive market.
Cannabis Compliance Audits – FAQ
What is a cannabis compliance audit?
- A cannabis compliance audit is a structured review of an operation’s policies, procedures, records, and on-site practices to determine alignment with state and local cannabis regulations.
Are compliance audits different than gap assessments?
- Yes, compliance audits and gap assessments are different but complementary; an audit formally verifies adherence to specific rules (like regulations or standards) for official reporting, while a gap analysis is a broader, often internal, assessment identifying discrepancies between current practices and desired goals or standards to guide improvement.
Who should conduct a cannabis compliance audit?
- Compliance audits should be conducted by professionals with direct regulatory and operational cannabis experience who understand how regulations are applied in real-world operations.
What types of audits are available, and how do I know which one my cannabis business needs?
- Cannabis operators may need different types of audits based on their license type and regulatory exposure. Some audits focus on state and local cannabis regulations, while others address federal standards such as OSHA and workplace safety requirements.
When should a cannabis business get a compliance audit?
- Operators should conduct audits before inspections, during expansion, after regulatory changes, or when compliance gaps or enforcement concerns arise.
What happens if compliance issues are not identified early?
- Unidentified compliance gaps can lead to fines, license conditions, operational shutdowns, or increased legal exposure.
How does ICS Consulting approach compliance audits?
- ICS Consulting conducts practical, risk-based audits focused on real operational conditions, regulatory expectations, and corrective action planning.
Have questions about cannabis compliance risks or inspection readiness?
Request a Compliance Audit Consultation
Create a Culture of Compliance
Reach out today.
ICS Consulting are national cannabis compliance experts specializing in licensing, OSHA compliance, workplace safety programs, operational readiness, and regulatory advisory services for operators, government agencies, and legal professionals across regulated and emerging U.S. cannabis markets. For more information on how ICS Consulting can help your cannabis business, book a free 30-minute consult.